Video thumbnail for Series 65 Ethics & Fiduciary Duty Guide 2026 | Laws & Regulations (FREE Practice)

Series 65 Ethics & Fiduciary Duty Guide 2026 | Laws & Regulations (FREE Practice)

Feb 9, 2026
Master ethics, fiduciary duty, and investment adviser regulations for the Series 65 exam in 2026! This guide covers the Uniform Securities Act, NASAA rules, and key laws you need to know to pass. šŸŽÆ Series 65 Exam Quick Facts: • 130 questions (110 scored + 20 pretest), 180 minutes • 72.3% passing score (80 out of 110 scored questions) • Laws, Regulations & Guidelines section is ~30% of the exam • Administered by FINRA through Prometric centers āœ… FREE Series 65 Practice Questions: https://open-exam-prep.com/exams/series-65 šŸ¤– FREE AI Study Assistant: https://open-exam-prep.com šŸ“– Recommended Study Books: • Kaplan Series 65 Securities License Exam Manual: https://www.amazon.com/dp/1078825327?tag=openexamprep-20 • Series 65 Exam Study Guide: https://www.amazon.com/dp/B0FFB4F26P?tag=openexamprep-20 Some links above are affiliate links. As an Amazon Associate, I earn from qualifying purchases at no extra cost to you. #Series65 #FiduciaryDuty #InvestmentAdviser #NASAA #UniformSecuritiesAct #ExamPrep #2026 #Free #Series65Exam #FinancialAdvisor #RIA #SecuritiesLicense ā±ļø Timestamps:
#Financial Planning & Management #Investing